Saracens Blog

Posts Tagged ‘financial law services’


Do financial law services permit a solicitor to offer financial or investment advice?

Law firms must always act in the best interests of their clients. This means solicitors must refer their clients to independent financial advisors for investment advice. All forms of investment in the UK are now regulated by the FSA or Financial […]


Financial law services and FCA disciplinary procedures

There are four objectives that are required to achieve by the FCA: The Financial Law Services should maintain confidence in the UK financial system The Financial Law Services should also promote public understanding of the financial system The Financial Law […]


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